AI for Financial Advisers
Automate compliance admin, not advice
Private AI for financial planning practices. Automate SOA preparation, client reviews, and document management on infrastructure you control.
The problem
Where financial advisers businesses leak time and money.
Pain point 01
SOA preparation takes hours
Each Statement of Advice requires pulling client data, running projections, drafting recommendations, and formatting the document. For a complex client, that is 6 to 10 hours of work per SOA.
Pain point 02
Annual review admin is relentless
Every ongoing client needs an annual review. For a practice with 200 clients, that is 200 review meetings to prepare for, conduct, and document. The admin around each review takes longer than the meeting itself.
Pain point 03
Compliance documentation is manual
File notes, research documentation, fee disclosure, and best interest duty records all need to be maintained. ASIC expects thorough records and manual processes are error-prone.
Pain point 04
Client data cannot touch public AI
Financial data, tax returns, superannuation details, and insurance information are highly sensitive. Public AI tools are not compliant with your licensee's data handling requirements.
How it works
From enquiry to handled.
Each step runs automatically so your team focuses on the work that matters.
Step 01
Private AI on Australian servers
Self-hosted AI that processes client data within your controlled environment. Compliant with AFSL obligations and licensee data handling requirements. No data sent to overseas servers.
Step 01
Private AI on Australian servers
Self-hosted AI that processes client data within your controlled environment. Compliant with AFSL obligations and licensee data handling requirements. No data sent to overseas servers.
Step 02
SOA drafts generated faster
The AI pulls client data, generates draft recommendations based on your templates and advice framework, and formats the SOA. Your adviser reviews and customises rather than starting from scratch.
Step 02
SOA drafts generated faster
The AI pulls client data, generates draft recommendations based on your templates and advice framework, and formats the SOA. Your adviser reviews and customises rather than starting from scratch.
Step 03
Annual reviews pre-populated
Before each client review, the AI assembles a briefing pack: portfolio performance, insurance changes, contribution history, and discussion points. Your adviser walks in prepared.
Step 03
Annual reviews pre-populated
Before each client review, the AI assembles a briefing pack: portfolio performance, insurance changes, contribution history, and discussion points. Your adviser walks in prepared.
Step 04
File notes and records maintained
Meeting notes are transcribed, action items are extracted, and compliance records are filed automatically. Best interest duty documentation stays current without manual effort.
Step 04
File notes and records maintained
Meeting notes are transcribed, action items are extracted, and compliance records are filed automatically. Best interest duty documentation stays current without manual effort.
Built with industry-leading platforms
FAQ
Common questions from financial advisers.
The AI runs on self-hosted infrastructure in Australia. Client data stays within your controlled environment. No data is processed by overseas third parties. This meets the data handling requirements of most licensees.
No. The AI assists with document preparation, data assembly, and compliance record-keeping. All financial advice is provided by your licensed advisers. The AI handles admin, not advice.
We integrate with common financial planning platforms. Data extraction and document generation work alongside your existing tools. Contact us for specifics on your platform.
The AI pulls client data from your systems, applies your advice templates and framework, and generates a draft SOA. Your adviser reviews, adjusts recommendations, and finalises. Preparation time drops from 6 to 10 hours to 1 to 2 hours.
Custom AI for financial advisory practices starts at $997 per month. For a practice spending $4,000+ per month on paraplanner time for SOA preparation alone, the time savings are significant.
Next step
Ready to see what AI can do for your financial advisers business?
Book the audit and we will show you exactly where Custom AI should begin, what should go live first, and what the rollout would cost.